Broker Check

(415) 785-4867

Our Strategic Partners

Banks and Financial Institutions
At Moraes & Cassidy we have developed relationships with many regional and community banks and credit unions to assist financial institutions in meeting a broader range of client wealth management needs.

  • As independent advisors we enjoy unconstrained access to the investment strategies and products that suit each client’s individual needs.
  • We offer fee-based financial planning services as well as investment planning and portfolio management, with access to leading portfolio managers; a broad selection of model portfolios and strategic asset management strategies**.
  • We bring experience helping business owners establish retirement plan benefits, including 401(k) plans and develop strategies for retirement income planning, succession planning and other business planning needs.

CPAs and Attorneys
We believe that proactive and open communication with our clients’ tax and legal professionals is critical to helping them meet important financial goals. Clear communication between all of their professional partners is the only way to make sure tax, estate and investment planning needs are fully aligned with their objectives.

  • Financial and Investment Planning - We work with our clients’ CPAs and attorneys on a regular basis to help ensure important financial decisions are not being made in a silo.
  • Tax Planning - We can help facilitate year-end tax planning and provide Realized Gain/Loss reports along with other relevant information.
  • Estate Planning - We work with our clients attorneys to ensure investment accounts are set up properly to reflect any new estate issues (formation of a trust) or changes that may require updating, including beneficiary designations or other information.

LPL Financial
Moraes & Cassidy Group is backed by the resources of LPL Financial, the nation’s largest independent broker/dealer.* This relationship provides us with industry-leading, unbiased research and a comprehensive array of tools, resources and technology. Because LPL Financial has no proprietary products to sell, we have the freedom to offer our clients objective financial guidance and investment recommendations.

* As reported by Financial Planning magazine, June 1996–2018, based on total revenue.
** Investment Advisory and Financial Planning services offered through LPL Financial, a Registered Investment Advisor.

Contact Us to determine how we can work with you to help your clients meet a broader range of financial and wealth management goals.